South Beach Capital Markets

2010 Activity

Jan-Jul	ABC Cutting Contractors Pompano Beach FL Advised general manager (de facto CEO) on his attempt to purchase this concrete cutting company out of Chapter 11 bankruptcy. Higher competing bid prevailed.
Jan-Dec	Aspen Publishers New York NY Principal of SBC served as co-editor of 2011 supplement to Sixth Edition of Capital Markets Handbook, a primer and training manual for syndicate and capital markets professionals on all aspects of underwritten public offerings.
Jan-Dec	Cabrera Capital Markets, LLC Chicago IL Principal of SBC served as indpendent outside director of boutique investment bank focused on tax exempt, taxable fixed income and equity underwriting.
Jan-Dec	Daily Business Review Miami FL Principal of SBC served as member of this local finance, law and real estate publication's business advisory board.
Aug	NPR Washington DC Principal of SBC appeared on National Public Radio, commenting on initial public offering process and forth coming General Motors Corporation IPO.
Apr-Dec	Nollenberger Capital Partners, Inc. San Francisco CA SBC served as corporate financial advisor to this privately-held wealth management broker/dealer seeking $10 million in fresh equity in its first outside capital raise. SBC helped management define project; edited its investment memorandum and one-page teaser; interviewed 15 investment banks and advised on final selection of transaction manager - Foz-Pitt Kelton Cochran Caronia Waller: coached management and board of directors during marketng phase.
Jan-Dec	Renaissance Partners, L.C. Pompano Beach FL Principal of SBC served as member of advisory board of this turnaround and performance improvement advisory firm.
Jan-Dec	University of Florida Gainesville FL Principal of SBC served as Associate Director of Placements and as student advisor/mentor fo Master in Finance program and was visiting lecturer in select investment banking topics and taught "Capitalism" course at Hough Graduate School of Business, Warrington College of Business.