1999 Activity*
| Jun | Anderson Consulting Chicago IL Principal of SBC acted as guest panelist for 'Plan and Manage the Enterprise' breakout session at Global Consulting Summit. Overall theme - "The Role of Finance and Human Capital in Creating Shareholder Value." |
| Jan-Dec | International Conerstone Group Portland ME Initial public offering advisor to this catalog direct marketer. Reported to chairman/CEO and vice chairman/founder. |
| Jan-Dec | Renaissance Partners Pompano Beach FL Principal of SBC sat as member, board of advisors, of this troubled business-turnaround and pre-turnaround consulting group. |
| Jan-Aug | Securities Industry Association New York NY Principal of SBC retained to formulate, compile, create and edit this trade association's first attempt at publishing Capital Markets Handbook. Reported to executive vice president and worked with vice president-director industry studies. |
| May | Securities Industry Association, Southern District Ponte Vedra FL Principal of SBC acted as guest speaker - "Capital Markets Outlook for the New Millennium" - at 65th Annual Meeting. |
| May | Stock Exchange Aquisition Group Philadelphia PA Retained by entrepreneurs/founders to create business plan for use in US$25MM private placement to fund aquisition of stock exchange. |
| Jan-Apr | University of Florida Gainesville FL Principal of SBC acted as course coordinator/visiting lecturer for investment banking course offered to second year MBA candidates at Warrington Coolege of Business Administration. |
| Jan-Feb | Van Kasper & Company San Francisco CA Retained to provide strategic advice with regard to firm's fututre direction. Provided fairness opinion on equity recapitalization. Acted as co-advisor in search for suitable acquirer and ultimate sale of firm to First Security Corporation. Reported to president/chief executive officer and worked with board of directors, chief financial officer and general counsel. |
| May-Dec | H.C. Wainwright & Co., Inc. Boston MA Retained by chief executive officer to examine strategic alternatives for board of directors. Acted as financial advisor and placement agent for capital raising/strategic sales effort. |
*Conducted through South Beach Capital Markets Incorporated, ("SBC"), an NASD investment bank/broker-dealer, of which Bruce S. Foerster was a co-founding principal.