2001 Activity*
| Jun | Financial Management Division New York NY Principal of SBC spoke on "Securities Industry Trends" at 8th Annual Regional Conference of this affiliate of Securities Industry Association. |
| Feb-Dec | Recourse Communications, Inc. West Palm Beach FL Retained by chairman/president/CEO to act as financial advisor to identify a joint venture or merger partner and to raise private equity to expand product offerings. |
| Jan-May | Jetstar Airlines Inc. Miami FL Reatained by operating partner of private investor group as financial advisor and private placement agent to raise equity to fund purchase of aviation business. Client terminated effort when no prospective investor(s) stepped forward. |
| Jan-Oct | Island Plus, Ltd. and Caribbean Purchasing, Inc. Tortola BVI and Miami FL Retained by founder/CEO to raise private equity for Carbbean franchise store operator (Island Plus) and warehouser/freight forwarder (Caribbean Purchasing) focused on serving Island Plus stores. Client terminated effort post-September 11th when last prospective investor stepped away. |
| Jan-Aug | La Tropical Brewing Company, LLC Miami FL Retained by CEO and members to raise private equity for this South Florida beer company. After previously negotiated distribution and marketing agreement with Fischer Beverages International (Heineken USA's specialty beer operator) dissolved. Client terminated effort when no prospective investor stepped forward. |
| Jan-Jul | PMG Capital West Conshohocken PA Initiated acquisition of this investment bank/broker-dealer by Investec, South African universal bank, and acted as financial advisor to PMG Capital. Reported to chairman/CEO. |
| Jan-Dec | Renaissance Partners Pompano Beach FL Principal of SBC sat as member, board of advisors, of this troubled business turnaround and pre-turnaround consulting group. |
| Apr-Jul | Securities Industry Association New York NY Principal of SBC retained to co-edit trade association's Third Edition of its Captial Markets Handbook. Reported to executive vice president and worked with vice president-director of securities research. |
| Apr | Turnaround Management Association of Florida Inc. North Palm Beach FL Both principals of SBC gave luncheon address on "Investment Banker's Role in Turnarounds" to this group of accountants, attorneys, investment bankers and lenders. |
| Jan-Feb | University of Florida Gainesville FL Principal of SBC acted as coordinator/visiting lecturer for investment banking course offered to second year MBA candidates at Warrington College of Business Adminstration. |
*Conducted though South Beach Capital Markets Incorporated ("SBC"), an NASD investment bank/broker-dealer, of which Bruce S. Foerster was a co-founding principal.