2005 Activity*
| Jan-Dec | Renaissance Partners, L.C. Pompano Beach FL Principal of SBC sat as member, board of advisors, of this troubled business turnaround and pre-turnaround consulting group. |
| Feb | U.S. Securities and Echange Commission Washington DC Principal of SBC submitted jointly-authored "comment letter" reguarding certain aspects of proposed amendments to Regulations M: Anti-Manipulation Rules Concerning Securities Offerings. |
| Apr | SIA Capital Markets/Syndicate Conference New York Principal of SBC moderated Syndicate/Capital Markets panel. Panelists: senior market regulation/corporate fiance officials from the U.S. Securities and Exchange Commission NASDAQ Stock Market, NASD and New York Stock Exchange. |
| Sep | Bloomberg Fiancial Markets New York NY Principal of SBC delivered luncheon address - Hedge Funds and Private Equity Shops Are Changing the Shape and the Rules of the Playground - at Bloomberg "Focus Day" seminar for 35 hedge fund and private equity clients in Hollywood, Florida. |
| Jan-Dec | University of Florida Gainesville FL Principal of SBC served as visiting lecturer/student career advisor for Warrington College of Business Master in Finance and Master in Business Administration candidates and served as co-director of Florida Finance Speaker Series. |
| Mar | Value Rich Investment Expo West Palm Beach FL Principal of SBC gave "breakout" speech - Fireside Chat: Capitalism, the Corporation and Leadership - to select Expo CEO and CFO attendees. |
| Jul-Oct | Securities Industry Association New York NY Principal of SBC served as co-editor of first supplement to sixth edition of SIA's Capital Markets Handbook, a primer and training manual for syndicate and capital markets professionals on all aspects of underwritten public offerings. |
| Nov | The Citco Group Limited Curaçao, Netherlands Antilles Principal of SBC addressed Annual General Meeting of this global trust company, bank and hedge fund/mutual fund administrator on Capital Markets Access. Advised CEO and senior management on initial Public Offering Process. |