South Beach Capital Markets

2009 Activity

Jan-Dec	Aspen Publishers New York NY Principal of SBC served as co-editor of 2010 supplement to Sixth Edition of Capital Markets Handbook, a primer and training manual for syndicate and capital markets professionals on all aspects of underwritten public offerings.
Jan-Dec	Cabrera Capital Markets, LLC Chicago IL Principal of SBC served as an indpendent outside director of boutique investment bank focused on tax exempt financing.
Mar-Dec	Daily Business Review Miami FL Principal of SBC served as member of this local finance, law and real estate publication's business advisory board.
Jan-Dec	Financial Media Principal of SBC appeared on Bloomberg Television/ Bloomberg Radio, CNN and FOX Business Network, commenting on investment banking, capital markets and financial regulation.
Apr-Dec	Nollenberger Capital Partners, Inc. San Francisco CA SBC served as corporate financial advisor to this privately-held wealth management broker/dealer seeking $10 million in fresh equity in its first outside capital raise. SBC helped management define project; edited its investment memorandum and one-page teaser; interviewed 15 investment banks and advised on final selection of transaction manager - Foz-Pitt Kelton Cochran Caronia Waller: coached management and board of directors during marketng phrase. Client ultimately declined all submitted offers.
Jan-Dec	Renaissance Partners, L.C. Pompano Beach FL Principal of SBC sat as member of advisory board of this turnaround and performance improvement advisory firm.
Jan-Dec	University of Florida Gainesville FL Principal of SBC served as Associate Director of Placements and as student advisor/mentor fo Master in Finance program and was visiting lecturer in Investment Banking ("Capitalism") at Warrington College of Business, Hough Graduate School of Business.